Marco Marquez
I am an Agency Supervisory Officer with WestPoint Financial group. I help ensure our financial professionals conduct their business in an ethical manner and in compliance with the regulations that apply to our business.
- Role
- Agency Supervisory Officer at WestPoint Financial Group
- Location
- Milwaukee, WI, US
- LinkedIn followers
- 500 followers
Experience
Agency Supervisory Officer
Sep 2025 — Present · Wauwatosa, WI, US
Conduct inspections of affiliated offices and producer interviews and complete required documentation.Monitor and enforce disciplinary actions and tailored supervision arrangements.Review and monitor advisor transactions, correspondence, sales material and business practices per industry and company guidelines.Approve and monitor outside business activities.Document advisor onboarding and offboarding.Participate in firm inspections and regulatory audits.Training and education.
Education
University of Wisconsin-Whitewater
Entrepreneurship/Entrepreneurial Studies
2013 — 2014
University of Wisconsin-Whitewater
Bachelor's degree
2017 — 2019
Skills
- Inventory Management
- Microsoft Office
- Sales
- Sales Presentations
- Event Planning
- Public Speaking
- Communication
- Microsoft Word
- Microsoft Powerpoint
- Team Leadership
- Customer Service
- Store Management
- Management
- Leadership
- Powerpoint
- Microsoft Excel
- Bilingual-English/Spanish
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