Marc B. Malone

Experience

1. Aml Kyc Client Onboarding Lead - Cib and Custody

   JPMorganChase

   Aug 2017 — Present · NY, US

   Serve as onboarding liaison for CIB and Global Custody clients coordinating onboarding and Know Your Customer (KYC) renewals and remediations. Lead client calls to explain regulatory, KYC and AML related inquiries managing expectations and reducing any potential sensitivities. Responsible for mentoring, training, and providing subject master expertise to a team of analysts. Compliance with US and non-US sanctions (EU Blocking Statute, SDNs, sectorial sanctions (restrictions on access to capital markets and TS products)) administered and enforced by OFAC and other US Sanctions either as a matter of law or Firm policy. Daily exposure to funds (open ended collective investment vehicles (MFs, SICAVs, UCITs, to name a few)and hedge funds), multi-national corporations and broker dealers as well as internal JPM divisions across global custody, commodities, markets, and wholesale treasury (FX, Multicurrency, ACH, Escrow, Lockbox, Trade Finance, and Merchant Services). Review procedural and regulatory processes and cycle times to minimize internal and external stakeholders’ expectations

Education

• Florida State University

  BA, English, Cum Laude

  1993 — 1995

• Clongowes Wood College

  High School Diploma

• Brooklyn Law School

  JD, Law, Top 30%

  1996 — 1999

• Cranfield University

  Master of Science - MS, Logistics, Materials, and Supply Chain Management, First Class Honours

  2009 — 2010