Marc Napolitano
Manager at Jefferies
- Role
- Manager at Jefferies
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Marc Napolitano
Accomplished Regulatory Compliance, Operational Risk, and Internal Audit executive. Adept in assessing risk and controls, developing remediation plans, enhancing processes, and implementing strategic plan. Proven ability to build, develop, and motivate high performing teams. Email: m•••••@yahoo.comAreas of expertise include: Compliance Review & Testing | Internal Audit | Regulatory Compliance | Operational Risk | Risk Assessment | Legal Entity Governance | Controls Assessment | Strategic Planning
Experience
Manager
May 2019 — Present
Provide independent risk and control assessment to assist Executive Management and the Audit Committee in fulfilling their oversight and fiduciary responsibilities. Focus on compliance with applicable policies, laws, and regulations related to registration as a Swap Dealer and Futures Commission Merchant and attestations related to annual Chief Compliance Officer certifications.
Education
Fordham Gabelli School of Business
Master of Business Administration - MBA, Finance
Fordham Gabelli School of Business
Bachelor of Science - BS, Accounting and Business/Management
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