Mara L.
FinTech - Chief Compliance Officer Broker Dealer / Investment Advisor
- Role
- Chief Compliance Officer at Stirlingshire
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Mara L.
Solution-Driven Compliance Director with extensive experience advising global leaders, including Revolut, FINRA, Refinitiv, Deutsche Bank, and LPL Financial, on regulatory compliance and firm development. Renowned for building robust compliance programs that ensure regulatory adherence and mitigate risk. Possesses a comprehensive understanding of financial industry products and regulatory requirements, enabling proactive risk management and trend identification. Motivational leader and trainer with a proven track record of managing staff development programs across multiple locations, ensuring seamless implementation of firm-wide initiatives and compliance requirements. Problem-solver skilled in collaboration across organizations to tackle complex challenges and deliver creative, effective solutions. Holds Series 7, 9, 10, 14, 24, and 63 licenses, as well as Certified Fraud Examiner (CFE) and Certified Anti-Money Laundering Specialist (CAMS) certifications.
Experience
Chief Compliance Officer
Apr 2025 — Present · New York, NY, US
Education
City University of New York-Brooklyn College
Bachelors
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.