Mansi Hazra
Director - EMIR Trade and Transaction Reporting at Morgan Stanley. Regulatory Reporting Specialist | Ex- Nomura |
- Role
- Assistant Vice President at Morgan Stanley
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Mansi Hazra
Highly-motivated and dynamic professional with more than 14 Years of experience in Finance / Business Analysis and Operational risk and policies with fast-paced, results-oriented business environment. Demonstrates continuous effort to improve operations, streamline work processes and work cooperatively in order to meet deadlines. An effective leader with excellent communication, analytical, team building and relationship management skills I am a recognized leader working as Assistant Vice President - Regulatory Operations with specialization in Supervising, due diligence & governance over Nomura\'s global transaction reporting obligations across several jurisdictions like EMIR, FCA, CFTC, SEC and Canada. My career achievements are:Efficiently managed and onboarded regulatory projects titled DFA SBS SEC, DTCC- rearchitecture for CFTC.Significantly established robust governance framework & controls and attained zero Ops risk incident in past 2 years with no high/medium audit observations (including NFA audit)Distinguished efforts in developing an online real timedashboard for users to view the status of their reconciliations, Nacks rates and root causes.Successfully transitioned Current reconciliations to a new platform with 0 issues or observation.Undertaking process transformation initiatives i.e. execution of NEWS (in-house developed workflow tool and GUI), Global Dashboards (with Power BI) and Alteryx.
Experience
Assistant Vice President
Nov 2022 — Present · Mumbai, IN
Education
University of Mumbai
Post Gratuation, Finance
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