Manish Jain

Senior Vice President - Compliance, Nuvama Wealth Management

Role: Senior Vice President - Compliance, Nuvama Wealth Management at Nuvama Group
Location: Mumbai, IN
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

About Manish Jain

A dedicated professional with over 23 years of extensive experience in Capital Markets…

Experience

Senior Vice President - Compliance, Nuvama Wealth Management
Nuvama Group
Apr 2015 — Present · Mumbai, IN
Compliances under SEBI Custodian Regulations and SEBI (Foreign Portfolio Investors) Regulations 2029 including KYC and due diligence of FPIs Compliances applicable to Foreign Portfolio Investors (FPI) under SEBI and RBI Regulations Compliances under RBI (Non-debt) Rules and RBI (debt) Rules and Regulations – Compliances applicable to FDI and FPI investments FEMA Compliances applicable to Foreign Owned and Controlled Companies (FOCC) including compliances applicable to downstream investments Compliances applicable to NRIs and Overseas Citizen of India under FEMA while investing into India Compliances associated with wealth products distribution to NRIs and Overseas Citizen of India Compliances under RBI’s Foreign Exchange Management (Overseas Investment) Regulations including setting up offshore JV / WOS and ongoing FEMA compliances applicable to such JV / WOS Engaging with business / clients for client queries relating to offshore structures, FEMA, foreign investments in India etc. Engaging with Regulator (SEBI), lawyers and consultants for issues / products concerning the above business Business level policies and processes including PMLA, Insider Trading, conflict management etc. Coordinating with Administrators / lawyers for compliances relating to overseas entities in Singapore, Mauritius, USA and UK Handling strategic issues, re-structuring of businesses / entities, conflict management business / entity hygiene, and group level projects like Compliance Management Tools and Thematic Reviews Attending to regulatory inspections, internal audits and other regulatory requirements pertaining to aforesaid businesses.

Skills

Financial Markets
Financial Services
Equities
Mergers & Acquisitions
Risk Management
Finance
Securities
Banking
Investments
Due Diligence
Capital Markets
Corporate Finance
Private Equity
Company Secretarial Work
Legal Compliance
Investment Banking
Derivatives
Mutual Funds

Contact information

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Work email
•••••@nuvama.com
Personal email
•••••@•••••.com
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Current company

Nuvama Group

Financial Services · 503 employees · Mumbai, Maharashtra, India

Nuvama Group (formerly Edelweiss Wealth Management) is backed by the trust and reputation earned through over 25+ years in the Indian market and strengthened by a global partnership with PAG, a firm that has been advancing the world of private equity, real assets and credit & markets, in the APAC region for over 2 decades now. Built on a client-first foundation, Nuvama is here to present a fresh perspective on wealth management. We are a fully integrated platform that offers support to entrepreneurs, promoters, high and ultra-high net-worth individuals, affluent individuals, corporate and institutional investors. Our vision is to provide our clients with comprehensive and tailored solutions across wealth management, advisory, asset management and capital management. Regulatory Disclosure: For Name and SEBI Registration Numbers, please refer: https://bit.ly/49gKsRM

nuvama.com

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