Manasi Bagde

Manasi Bagde

Compliance Officer at DWS

Role
Afc and Compliance Officer at DWS Group
Location
New York, NY, US
LinkedIn followers
500 followers

About Manasi Bagde

I am a highly accomplished professional with a strong background in legal and compliance. My educational credentials include an LL.M. in Corporate Compliance, along with Bachelor of Law and Bachelor of Commerce degrees. Throughout my career at esteemed organizations such as H.C. Wainwright & Co, LLC, and Société Générale, I have gained extensive experience and developed a comprehensive understanding of regulatory compliance, risk assessment, and internal controls. Demonstrating a consistent track record, I have effectively supported complex legal and compliance operations, ensuring unwavering adherence to rigorous regulatory frameworks and skillfully mitigating risks. In addition, I have obtained certifications in FINRA SIE, Bloomberg Market Concepts, and GDPR Compliance, further augmenting my expertise. With an unwavering commitment to upholding the highest ethical standards, I am dedicated to fostering a culture of compliance.\"

Experience

  1. Afc and Compliance Officer

    DWS Group

    Aug 2023 — Present · NY, US

Education

  • University of Mumbai

    Bachelor’s Degree, Business/Commerce, General

    2010 — 2013

  • The Institute of Company Secretaries of India

    Compliance Officer, Specilisation in Corporate Laws, Securities Laws, Capital Market & Corporate Governance.

    2011 — 2012

  • Fordham University School of Law

    Master of Laws - LLM, Corporate Compliance

    2018 — 2019

  • University of Mumbai

    Bachelor’s Degree (JD Equivalent), Banking, Corporate, Finance, and Securities Law

    2013 — 2016

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Manasi Bagde — Afc and Compliance Officer at DWS Group in New York, NY, US | Unifers