Manab Narah

Assistant Manager @Nomura

Evaluation and Investigation of UHNI client transactions from money laundering perspective inWealth Management Business Drafting of suspicious activity report of clients undertaking suspicious transactions in themarket enabling laundering of money or related activities Periodic reviewing of existing trade monitoring typologies and setting internal benchmarks foralert generation Performing effectiveness review of the applications and the alerts generated by it. Review and verification of client SOF and its adequacy with respect to transaction done byclient. Ensure adherence to global and regional Financial Crime related policies and procedures. Be a key point of contact with regards to providing advice to Senior Management and otherrelevant stakeholders on Financial Crime Related Matters. Ensure effective and timely escalation of issues requiring management attention and review. Work with regional stakeholders towards implementing best practices and minimum operatingstandards. Review and advise on other financial crime related matters including Anti-bribery andCorruption (e.g, Gift and Entertainment escalations) and Sanctions. Participate in regional or global projects or initiatives, as required, resulting from changes inlegal or regulatory requirements and / or expectations and new business strategies. Prepare and present MIS to senior management and key stakeholders. Ensure quality deliverables as per standard operating procedures, in a timely manner. Ensure strict adherence to the firm’s and process related guidelines. Identify processing and operational risks proactively and formulate steps to mitigate the same.