Shashank Mahajan

About Shashank Mahajan

Results-driven Senior Banking and Compliance Professional with over 18 years of experience across Compliance, Internal Audit, KYC & Client Documentation, Product Management, and Digital Transformation within the Banking and Financial Services sector.Expert in leading end-to-end execution of strategic initiatives including e-KYC and Digital (TAB) Banking, driving regulatory compliance, operational excellence, and process optimization. Skilled at managing complex KYC and client onboarding functions across Retail, Corporate, and International segments.Strong knowledge of regulatory frameworks such as RBI, SEBI, FATCA, and global AML standards. Proven ability to lead cross-functional teams, implement risk-based compliance frameworks, and deliver large-scale transformation and onboarding projects across Commercial Banking, Retail Banking, Securities Services, and Wealth Management.Key Skills & Expertise:• Compliance & Regulatory Management• KYC, AML & Client Due Diligence• Digital Transformation & Banking Innovation• Product Management & Client Implementation• Internal Audit & Risk Governance• SEBI, RBI & FATCA Compliance• Team Leadership & Stakeholder EngagementCertifications:• Lean Six Sigma Green Belt (KPMG)• NISM – Depository Operations• AML & KYC (IIBF)• Risk-Based Approach to AML (IndiaForensic)

Experience

1. Vice President - Regulatory Compliance

   First Abu Dhabi Bank (FAB)

   Aug 2023 — Present · Mumbai, IN

Education

• University of Mumbai

  Bachelor of Commerce (B.Com.), Commerce

  2006 — 2007

• NMIMS, Mumbai

  Executive Master of Business Administration (M.B.A.), Marketing & Finance

  2018

Skills

• Fixed Income
• Kyc
• Auditing
• Mis
• Equities
• Portfolio Management
• Financial Services
• Internal Controls
• Banking
• Mutual Funds
• Team Management
• Account Reconciliation
• Accounting
• Wealth Management
• Management Information Systems (Mis)
• Cash Management