Madeline Pacific
Compliance, Risk Assessment, Testing and Monitoring, Internal Auditing, Policies and Procedures, and project management skills to meet a Firm\'s needs.
- Role
- Head of Testing and Monitoring at Marex
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Madeline Pacific
I specialize in refining compliance frameworks and enhancing supervisory reviews and procedures to support firms in meeting regulatory expectations. Through developing structured testing protocols and controls frameworks, I focus on strengthening operational standards while providing education to teams. I have extensive experience tailoring Best Execution programs to align with a firm’s specific business models and guiding stakeholders on new projects to proactively manage regulatory risks. By remaining current on industry developments, I deliver informed advice on trade reporting, supervisory obligations, and evolving industry expectations. My approach includes performing comprehensive risk assessments, collaborating across departments, and providing detailed, actionable insights. Known for being organized and detail-oriented, I am skilled at aligning a firm’s internal processes with complex regulatory requirements. Using a clear, audience-specific communication style, I translate analytical findings into strategies that drive compliance and process improvement.
Experience
Head of Testing and Monitoring
Apr 2025 — Present · US
Education
Amundsen High School
High school diploma, general
University of Illinois Urbana-Champaign
BA, Economics, French
Skills
- Prime Brokerage
- Market Abuse Analysis
- Fixed Income
- Banking
- Financial Services
- Risk Management
- Securities Clearing Knowlege
- Management
- Aml
- Securities Regulation
- Securities
- Surveillance
- Equities
- Trade Surveillance
- Back Office Operations
- Compliance Officer
- New Account Opening Process
- Finra
- Microsoft Office
- Regulatory Analysis
- Capital Markets
- Finance
- Broker Dealer
- Compliance
- Derivatives
- Regulatory Reporting
- Financial Markets
- Investment Banking
- Options
- Corresponding Introducing Brokers
- Interview Traders
- Futures
- Broker-Dealer
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