MacArthur King
Testing Senior Manager, Swap Dealer and Derivatives Compliance
- Role
- Senior Manager at Scotiabank
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
About MacArthur King
MacArthur King is a Senior Testing Manager with the Swap Dealer and Derivatives compliance team within the Global Banking & Markets group at Scotiabank.Previously, Mac was a senior internal auditor with the Global Markets & Banking Public - Fixed Income Currencies & Commodities team with Goldman Sachs (contracted through Insight Global) working on complex desk audits and issue validations. Before Goldman Sachs, Mac spent three years as a Principal Associate with Capital One conducting transaction and control testing on the registered swap dealer. Mac also spent two years working as an examiner with National Futures association in the OTC derivatives department. Mac graduated from the Fordham Gabelli School of business in New York City majoring in finance with a minor in economics and is currently pursuing a Master in Legal Studies with an emphasis in business law and compliance- Strong communication and leadership skills, as well as excellent teamwork skills- Capital One Veteran Assistance Business Resource Group (Salute) Chapter Lead- President of the Students for Wounded Veterans Club at Fordham University.
Experience
Senior Manager
Dec 2025 — Present · Dallas, TX, US
Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements- Focus on the applicable regulatory requirements to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations- Escalate potential issues and exception items noted during the review process to senior management- Ensure that the stakeholders respond with appropriate action to address all draft recommendations and deficiencies noted during the fieldwork process.
Education
Texas A&M University School of Law
Master of Legal Studies (MLS), Business Law and Compliance
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