Michael J.

Chief Compliance Officer @Zumo

Glasgow, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jan 2024 — Present

Chief Compliance Officer @Zumo

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Glasgow, GB

Progression to c-suite, retaining all previous responsibilities.

EDUCATION

1992 — 1995

Northumbria University

BA(Hons) in Accountancy

2004 — 2004

Professional Qualification

Certificate in Anti Money Laundering Awareness

2010 — 2010

Alliance Manchester Business School

Diploma in Compliance

2020 — 2020

Alliance Manchester Business School, the University of Manchester

ICA Specialist Certificate in Conduct Risk , Compliance

2003 — 2003

Professional Qualification

Certificate in Data Protection

ABOUT MICHAEL J.

Highly capable Compliance Manager with 25 years’ experience in financial services, latterly within the crypto space. Personable and supportive nature combined with a strong work ethic. A pragmatic and collaborative manager who engages with colleagues and teams to embed and reinforce the benefits of a strong compliance-oriented culture. I have been a professional member of the International Compliance Association since 2010. My experiences lie within compliance advisory and reporting generally relating to anti-money laundering, corporate governance, regulator engagement, operational risk, operational incident management. I’m not one for selling ‘me’, so I’ve taken a few characteristics used in a personality profile to describe me: balanced view; non-judgemental; tolerant and supportive; motivated by providing service, adding value; determined; strongly team oriented; open-minded and good listener; will promote good relations.Beyond work, I have a passion for mountain biking. It’s a great sport for keeping fit, but it also helps keep my appetite for risk in check for any given situation - for those of you less familiar with the sport, bike trails can be technical to navigate and so the speed of progress becomes a calculated risk depending on the perceived quality of equipment and rider ability on the day!

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Michael J. — Chief Compliance Officer at Zumo in Glasgow, GB | Unifers