Luke Thorn
Compliance Advisor @Principal Financial Group
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WORK HISTORY
Compliance Advisor @Principal Financial Group
Milwaukee, WI, US
Corporate Ethics, Compliance & Investigations (CECI)Corporate Law, Financial Crimes-Previously Wells Fargo Bank N. A- Wealth & Investment Management, Due Diligence Sr. Associate position, migrated April 2021-Support Principal Financial Group\'s Enterprise Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Know Your Customer (KYC) Programs to protect the organization from fraudulent activity such as money laundering, terrorist financing and other illegal activities
EDUCATION
Monmouth College
Bachelor of Arts - BA, Business Administration
The University of Iowa Tippie College of Business
Master of Business Administration (MBA), Finance, General
ABOUT LUKE THORN
Certified Anti-Money Laundering Specialist (CAMS)-5+ Years supporting Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Know Your Customer (KYC) Programs-2+ Years Third Party Risk Management experience specializing in acquisition and high risk vendors-4+ Years Commercial and Retail Banking experience including syndication, commercial leases & loans and retail deposit products-10+ Years combined Financial Services Industry experience-Experience balancing heavy workloads with critical deadlines successfully-Positive mindset and strong team contributor-Junior Achievement & community service volunteer-Highly motivated AML & Compliance Professional in pursuit of continuous career enrichment
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