Luke Sirico
Senior Vice President - Markets - Spread Products COO - Controls
- Role
- Senior Vice President, Sr Business Associate- in Business Control, Global Spread Products at Citi
- Location
- Tampa, FL, US
- LinkedIn followers
- 500 followers
About Luke Sirico
Currently project managing several initiatives aimed at developing strong controls around various business management processes.
Experience
Senior Vice President, Sr Business Associate- in Business Control, Global Spread Products
Aug 2021 — Present · Tampa, FL, US
Served as lead for various initiatives aimed at reviewing Global Spread Products desk procedures and Plans of Supervision to highlight potential gaps/thematic issues across all of The Business to raise corrective action plans and develop timely and strategic remediation plans *Created a robust Joiners, Leavers, and Transfers program to track/trend headcount forecast, and ensure FINRA licenses and registrations, designations and entitlements were provided timely for all employees of Global Spread Products*Worked with various cross functional global teams; including Compliance, Tech and Risk to develop best in class procedures and, where available, automation via technology to instill controls around designated Plans of Supervision for various Volcker Desks and Merchant Bank Investments*Worked to build requirements for several pioneering technology efforts aimed at document and Benchmarking Pricing storage, PnL/Aged Inventory charges Volcker Desks*Developed first of its kind dashboard aimed at tracking and trending Headcount, Designations, applicability to sensitivity Mandatory Absence, PoAs for various Citi Legal Vehicles, and FINRA licensing policies*Worked to remediate several high-profile issues/corrective action plans to completion, including instilling controls around opening and usage of Virtual Data Rooms, PoA resolutions, Trading entitlements, and Off Premises-After Hours Trading *Developed Activity Risk Controls Monitoring language to instill Management Control Assessments for various desk supervisory processes*Collated metrics for presentations for several Business Control Governance Forums with Senior Management*Directly supervised several junior analysts as project/process lead*Created documentation template with goal of properly documenting/maintaining business processes*Assisted in recruitment and onboarding for positions within In-Business Controls and Business Management teams*Served as delegate for Citi’s transformation Initiative
Education
University of Tampa
Bachelor of Science (B.S.), Criminology
2004 — 2008
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