Luciano di Norcia
Head of Regulatory and Controls Change Management @Scotiabank
New York, NY, US
EMAILS
l••••••••@scotiabank.com
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Apr 2022 — Present
Head of Regulatory and Controls Change Management @Scotiabank
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Lead the development and maintenance of the inventory of control procedures that mitigate the risk of non-compliance with applicable regulatory requirements including FRB, SEC, and CFTC’s and SEC’s respective Swap Dealer and Security Based Swap Dealer regulatory regime.
SKILLS
AuditSeries 63Operational RiskCapital MarketsCleared SwapsSeries 24Risk ManagementAlternative InvestmentsLegal ComplianceMarket RiskSwapsCftc RegulationsListed DerivativesAsset ManagementSeries 7Compliance ManagementCommodity MarketsDodd-FrankExchange Traded DerivativesDerivativesPortfolio ManagementTradingOtc DerivativesFuturesIsdaFinancial ServicesHedge FundsComplianceFinancial Markets
ABOUT LUCIANO DI NORCIA
Regulatory professional with subject matter expertise in Title VII of Dodd-Frank Wall…
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