Louis Robert
Regulatory Compliance Assurance Analyst | Regulatory Risk Analysis | Control Testing | Ex- AMEX | Innovation Enthusiast |
- Role
- Rca Professional Risk Management & Compliance at U.S. Bank
- Location
- Denver, CO, US
- LinkedIn followers
- 500 followers
Experience
Rca Professional Risk Management & Compliance
Aug 2021 — Present · Denver, CO, US
Core Responsibilities: Performing quarterly reviews focusing on compliance with assigned federal, state, and local laws and regulations including Reg E, FCRA, UDAAP, ECOA, TILA, Reg GG and associated regulations. Participating in planning and executing control testing tied to targeted risks under each review. Partnering with different Business Lines including but not limited to Retail Payment Solutions (Consumer), Corporate Payment and Treasury Solutions, Merchant Services, Compliance, and Legals. Conducting meetings to understand the risk and control framework by enquiring about process details and work documents. Reviewing legal authoritative sources from regulators, government agencies and internal policies and procedures to map regulatory requirements with controls. Testing design and effectiveness of internal controls to mitigate risk of not meeting compliance with regulatory requirements. Identifying and escalating compliance gaps to appropriate departments. Working with team members, team leads and managers to perform the listed assignments and projects.Initiatives and Achievements:• Participated in Blockchain and Cryptocurrency Idea Challenge organized by U.S. Bank Innovation team in October 2021 and submitted 4 ideas. • As one of the finalists in the Innovator-In-Residence (IIR) Bootcamp developed an idea for implementing a cryptocurrency cobranded credit card and pitched the idea to Payments leadership in 2022. • Participated in and successfully completed the McKinsey Leadership program in 2023.• Continuously seeking and exploring various platforms for enhancing knowledge and understanding of traditional Consumer Financial industry and Fintech space. • Regularly sharing industry news and updates with colleagues and professional networks.
Education
St Thomas College, Dehradun
High School, English Language and Literature/Mathematics/Commerce/Economics/Accounts/Management/Hindi
2001 — 2005
Hemwati Nandan Bahuguna Garhwal University
Bachelor’s Degree, Commerce/Economics/Management/Business Law /Accounting
2005 — 2008
National Tsing Hua University
International MBA, Finance and Technology Management
2015 — 2017
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