Louis Idarraga

About Louis Idarraga

I am a financial crimes and compliance professional with over 15 years of BSA/AML, OFAC, risk assessment, compliance testing, quality assurance, transaction monitoring/filtering, insider trading, and corporate compliance experience in retail, commercial, and wholesale banking environments. As an AML/OFAC subject matter expert that has held compliance officer and team lead roles, I have ensured adherence to the six pillars of an AML program and \"Framework for OFAC Compliance Commitments.\" I have experience engaging directly with State and Federal examiners to meet regulatory expectations and providing effective remediation for raised MRAs or other observations. I have also led and completed projects relating to the FinCEN CDD Rule, NYSDFS Part 500/504 requirements, lookbacks and gap analysis of regulations, and AML transaction monitoring system testing and implementation. Specialties: Association of Certified Anti-Money Laundering Specialists: CAMS Certified since 2007

Experience

1. Vice President, Qa Testing Lead

   SMBC Group

   Jul 2023 — Present

Education

• New York University

  Certification, Forensic Accounting

  2009 — 2011

• Brooklyn College

  B.A., Sociology

  2000 — 2004

• New York University

  Certification, International Business and Finance

  2007 — 2008

Skills

• Ofac
• Aml
• Cams
• Risk Assessment
• Securities
• U.s. Office of Foreign Assets Control (Ofac)
• Financial Services
• Operational Risk
• Bank Secrecy Act
• Anti Money Laundering
• Risk Management
• Fraud
• Certified Anti-Money Laundering
• Fcpa
• Kyc
• Regulations
• Policy
• Internal Audit