Louis Dempsey
President, Renaissance Regulatory Services, Inc.
- Role
- Founder, President at Renaissance Regulatory Services
- Location
- Boca Raton, FL, US
- LinkedIn followers
- 500 followers
About Louis Dempsey
Louis Dempsey has over thirty years of public/private sector regulatory, compliance, and…
Experience
Founder, President
Renaissance Regulatory Services
Feb 2006 — Present
Mr. Dempsey founded RRS in February 2006, and he currently serves as the President and Chief Executive Officer. He has over thirty years of combined public/private sector regulatory, compliance, and operations experience, which includes a unique combination of experience advising and examining broker-dealers, investment advisors, and bank holding companies for compliance with federal, state, and self-regulatory organization rules and regulations.
Skills
- Accounting
- Research
- Aml
- Finance
- Risk
- Auditing
- Litigation
- Banking
- Mutual Funds
- Risk Management
- Due Diligence
- Hedge Funds
- Change Management
- Securities Regulation
- Securities
- Derivatives
- Alternative Investments
- Private Equity
- Financial Services
- Asset Management
- Budgeting
- Capital Markets
- Strategic Planning
- Equities
- Analysis
- Sec Reporting
- Fixed Income
- Compliance
- Investment Advisory
- Investments
- Financial Reporting
- Finra
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