Lou Ceniza
Director, Regulatory Compliance @DoubleLine
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WORK HISTORY
Director, Regulatory Compliance @DoubleLine
Los Angeles, CA, US
EDUCATION
Loyola Marymount University
Bachelor of Science - BS, Accounting
SKILLS
ABOUT LOU CENIZA
Accomplished strategic leader with over 20 years of management experience in regulatory compliance, audit, data privacy, and risk management with prominent investment management, finance, and FinTech organizations.Key Skills and Competencies: • Regulatory Compliance Programs pursuant to SEC Rule 206(4)-7, SEC Rule 38a-1, and FINRA Rule 3120• Internal Audit• Risk Management• Service Provider Oversight• Policy Management• System and Organization Controls (SOC)• Sarbanes-Oxley 404 (SOX)• Data Privacy
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