Lori Loftus

Chief Compliance Officer, North America @Morningstar

Chicago, IL, US
MOBILE NUMBERS
+13•••••••65

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WORK HISTORY

Nov 2018 — Present

Chief Compliance Officer, North America @Morningstar

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EDUCATION

N/A

Northern Illinois University

Bachelor’s Degree

SKILLS

Risk ManagementDue DiligenceManagementOperations ManagementCompliance Program ManagementCompliance ProgramsRegulatory ReportingAsset ManagementInvestment AdvisoryInvestment ManagementEquitiesRegulatory ComplianceSecuritiesFixed IncomeInvestments

ABOUT LORI LOFTUS

I am a collaborative compliance executive with a diverse background in understanding…

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