Lori Stein

Partner, Fintech, Securities Regulatory @McCarthy Tétrault

Toronto, ON, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Apr 2022 — Present

Partner, Fintech, Securities Regulatory @McCarthy Tétrault

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CA

Lori Stein is Co-Head of McCarthy Tétrault’s Fintech Group and a partner in the firm’s Business Law Group, more specifically our Securities Regulatory and Investment Products Group in Toronto. Lori advises Fintech businesses, portfolio managers, dealers, investment fund managers and institutional investors on all aspects of Canadian securities regulation. Lori is at the forefront of the fast-paced digital asset space, guiding clients on how to manage legal and regulatory risks associated with crypto assets and blockchain infrastructure. She regularly engages with the Canadian Securities Administrators on behalf of crypto asset trading platforms and other Fintechs.

EDUCATION

1998 — 2001

University of Toronto Faculty of Law

Juris Doctor, Law

1995 — 1998

McGill University

Bacherlor of Arts, North American Studies

SKILLS

Capital MarketsAsset ManagmentCorporate GovernanceDue DiligenceHedge FundsAsset ManagementSecurities RegulationSecuritiesAlternative InvestmentsMutual FundsInvestment ManagementInvestment Advisory

ABOUT LORI STEIN

Lori Stein is Co-Head of McCarthy Tétrault’s Fintech Group and a partner in the firm’s Business Law Group, more specifically our Securities Regulatory and Investment Products Group in Toronto. Lori advises Fintech businesses, portfolio managers, dealers, investment fund managers and institutional investors on all aspects of Canadian securities regulation. Lori is at the forefront of the fast-paced digital asset space, guiding clients on how to manage legal and regulatory risks associated with crypto assets and blockchain infrastructure. She regularly engages with the Canadian Securities Administrators on behalf of crypto asset trading platforms and other Fintechs.

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