Lisa Snow
Senior Vice President, Legal @Focus Financial Partners
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WORK HISTORY
Senior Vice President, Legal @Focus Financial Partners
New York, NY, US
Focus is the world\'s leading partnership of independent fiduciary wealth and investment management firms. Our 32 partner firms collectively manage over $80 Billion in client assets and we operate as a strategic and financial investor in both existing firms and large teams transitioning out of the wire houses to go independent. We offer strategic support to our partners with value added services and resources in the areas of practice management, operations and technology, research, marketing and inorganic business development to help accelerate their growth and ensure ongoing success.
EDUCATION
University of Pennsylvania
BA Cum laude with Honors
University of Michigan Law School
JD
ABOUT LISA SNOW
Seasoned investment management attorney and compliance officer with extensive experience advising investment advisers, hedge and private equity funds, investment companies and broker dealers. Expertise in the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities and Exchange Act of 1934, the Securities Act of 1933 and FINRA rules. Specialties: Advising registered investment advisers to private and open and closed end funds and portfolio managers utilizing different strategies to invest across the capital structure, managing regulatory examinations, compliance training, sales literature review, contract drafting and negotiation, FATCA, AIFMD and Dodd Frank.
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