Lisa Lynn
Managing Director, Head of Individual Risk & Compliance at TIAA
- Role
- Managing Director, Head of Individual Risk & Compliance at TIAA
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
Experience
Managing Director, Head of Individual Risk & Compliance
Oct 2020 — Present
Lead a team of compliance and risk professionals responsible for supporting the Individual business of TIAA. I also serve as the Chief Compliance Officer for TIAA-CREF Individual & Institutional Services, LLC, a dual registered broker-dealer and registered investment advisor supporting the client facing businesses of TIAA.
Education
TCU Neeley School of Business
Master of Business Administration (M.B.A.), Finance, General
1984 — 1986
Texas Christian University
Bachelor of Business Administration (BBA), Finance, General
1982 — 1984
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