Lisa Busse-Phillips
Sr Analyst-regulatory @LPL Financial
San Diego, CA, US
EMAILS
l••••••••@lpl.com
MOBILE NUMBERS
+17•••••••55
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WORK HISTORY
Mar 2022 — Present
Sr Analyst-regulatory @LPL Financial
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EDUCATION
N/A
University of Iowa
Bachelor of Arts - BA
SKILLS
Investment AdvisoryCustomer ServiceOutlookMicrosoft ExcelRetirementBondsRelationship ManagementBusiness Analysis401kAmlCredit AnalysisFinancial RiskAsset ManagementAsset AllocationBankingMutual FundsRisk ManagementProcess ImprovementEquitiesFinancial ServicesSeries 6Financial AdvisoryFinanceRetirement PlanningFinraVariable AnnuitiesAlternative InvestmentsIrasComplianceSecurities
ABOUT LISA BUSSE-PHILLIPS
Sr. Regulatory Analyst- Regulatory Inquiries & Strategy at LPL Financial
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