Lisa Wagner
- Role
- VP, Senior Lead Compliance Officer Conduct Risk at Wells Fargo
- Location
- Scottsdale, AZ, US
- LinkedIn followers
- 500 followers
About Lisa Wagner
Experienced Financial Services Compliance Officer and Director of Operations with a…
Experience
VP, Senior Lead Compliance Officer Conduct Risk
Jan 2023 — Present
Skills
- Wealth Management
- Portfolio Management
- Investments
- Finance
- Series 63
- Securities
- Equities
- Series 9/10
- Asset Management
- Relationship Management
- Series 7
- Finra
- Series 99
- Mutual Funds
- Leadership
- Client Services
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