Lisa A. Mondschein
Interim General Counsel, Wealth Management & Advice Solutions
- Role
- Interim General Counsel, Wealth Management & Advice Solutions at TIAA
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
About Lisa A. Mondschein
Serving as the Interim General Counsel, Wealth Management & Advice Solutions, where I…
Experience
Interim General Counsel, Wealth Management & Advice Solutions
Aug 2025 — Present · Washington, DC, US
Education
SUNY Plattsburgh
BS, International Business
1989 — 1993
Brooklyn Law School
Juris Doctor , International Business Law
1996 — 2000
Skills
- Policy
- Finra
- Trading
- Investment Banking
- Corporate Law
- Sec
- Securities Exchange Act of 1934
- Broker-Dealer Compliance
- Highly Analytical
- Broker-Dealer
- Corporate Governance
- Exceptionally Strong Writer
- Thoughtful, Creative Problem Solver
- Investment Company Act
- Investment Advisor Compliance
- Hedge Funds
- Analytical Skills
- Private Equity
- Market Regulation
- Investment Advisers Act
- Collaborative, Able to Influence Without Authority
- Securities Regulation
- Securities
- Outstanding Ability to Handle Regulatory Inquiries
- Legal Research
- Capital Markets
- Mergers
- Policy Development, Domestically and Abroad
- Derivatives
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.