Lisa A Martin

Vice President Compliance - Chief Compliance Officer @APG Federal Credit Union

Edgewood, MD, US

Responsible for developing a compliance management program and building a team of compliance professionals for both BSA and Regulatory Compliance staff. Provide vision and strategic leadership to the organization. Prepared monthly BSA/SARs statistical and alert review reports to the Board of Directors (BOD) Develop and facilitate annual BSA training for the BODs and Supervisory Committee and special presentations on regulatory changes. Responsible for all regulatory questions and reviews requested by the BODs and executive management team for research and recommendations on individual regulatory-related matters, including practices and proposals. Identify and communicate regulatory compliance deficiencies or potential risks, providing guidance in developing alternative solutions or implementing corrective action. Conduct and maintain credit union-wide compliance risk assessments to review new/existing products, services, technology changes, and internal controls to identify potential compliance vulnerabilities and risk areas. Advise the business line on identified risks. Responsible for the Vendor Management program and preparing annual Board statistical reporting. Developed and facilitated annual BSA training for the BODs and Supervisory Committee and special presentations on regulatory changes. Provided regulatory guidance and support for new product development and implementation. Coordinate with the external Council to address legal concerns, questions, and member complaints. Provide guidance related to data breach risk monitoring to senior management. Regulatory agency liaison for regulatory affairs and external audits for the compliance management program. Develop Business Continuity Plans for the Compliance Department including both the regulatory reporting requirements under the Bank Secrecy Act and all compliance legal functional areas (POA, trust etc.). Managed the anti-money laundering process for compliance with FinCEN regulations and Cannabis.