Lisa A. Dogery
Compliance Specialist @Citizens Jmp
New York, NY, US
EMAILS
l••••••@jmpsecurities.com
MOBILE NUMBERS
+13•••••••34
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WORK HISTORY
Jan 2022 — Present
Compliance Specialist @Citizens Jmp
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SKILLS
Bank Secrecy ActUSA Patriot ActTrainingWealth ManagementFinancial RiskAlternative InvestmentsOperational RiskBankingOfacSecurities RegulationEquitiesInvestmentsPrivate BankingSeries 7Series 24Options
ABOUT LISA A. DOGERY
Experienced Compliance Officer with demonstrated history in the financial industry with…
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