Lindsey Knepper
CCO - Fintech + Investing + Startups
- Role
- Founder & CEO at Nxnw Consulting
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
About Lindsey Knepper
Chief Compliance Officer with a specialization in leading startups through building and scaling FINRA and SEC regulated firms in the financial technology (fintech) sector. Proven ability to construct compliance programs from the ground up, build high performing teams, and design business processes that position the firm to remain lean and agile while meeting regulatory requirements. Builder mentality with an expertise in product development and GTM strategy.
Experience
Founder & CEO
Sep 2018 — Present · Austin, TX, US
Lead and manage a full-service compliance consulting firm serving predominantly broker-dealers and RIAs, including outsourced Chief Compliance Officer placements
Education
Texas State University
Bachelor of Business Administration (BBA), Economics
2009 — 2011
Skills
- Microsoft Office
- Proposal Writing
- Powerpoint
- Sales
- Series 7
- Finra Compliance
- Retirement Planning
- Asset Management
- Customer Service
- Ira
- Brokerage Accounts
- Erisa
- Msrb
- Market Research
- Macroeconomics
- Real Estate Appraisal
- Public Speaking
- Data Analysis
- Fundraising
- Finance
- Management
- Series 24
- Marketing
- Trading
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