Lindsay R. Collier

About Lindsay R. Collier

Results-driven regulatory compliance leader with over 20 years of experience in financial services, litigation / management consulting, banking, and mortgage industries. Proven expertise in audit planning and execution, regulatory compliance investigations, data analysis, reporting, and remediation. Innovative leader known for enhancing efficiency through cross-functional collaboration and solution implementation. Excellent change management, business processes, risk mitigation, and problem-solving skills.Demonstrated success leading high-performing teams in executing risk-based examinations to validate accuracy of financial incentives and mortgage servicer compliance under the federal HAMP program. Adept at coordinating with government agencies, mortgage servicers, and key stakeholders to oversee compliance monitoring, identify deficiencies, and drive corrective actions. Skilled in large-scale document review/production, complex data analysis and collaboration with legal counsel as relates to class action lawsuits, SEC investigations and DOJ Second Requests.Combines exemplary project management skills with expertise in financial analysis, regulatory risk / internal control management, and root cause investigation. Leverages background in governance, finance, and project management to advance organizational goals. Passionate about deploying business acumen, collaboration and process excellence to optimize compliance / risk management and achieve operational excellence.

Experience

1. Compliance Manager

   Deriva Energy

   Nov 2024 — Present · Charlotte, NC, US

Education

• Miami University

  Bachelor of Science (BS)

• Miami University John E. Dolibois European Center (MUDEC) in Luxembourg

  International Business

• University of Valencia

  Spanish Literature