Libardo de Torre

Compliance Strategist @Thrivent

RI, US

Responsibility for management of the Compliance Program as it relates to the multicultural strategy and the goals to enable non-native English audiences to experience all that Thrivent has to offer (i.e. products, services, experiences). • Guide multicultural strategy to ensure available translated materials showcase a fair and balanced representation of products and services.• Work closely with all departments to ensure the multicultural strategy works effectively for all aspects of the company. • Develop, implement or enhance compliance tools used to monitor sales practices and business processes; ensuring compliance with all applicable regulatory rules and regulations, disclosures, training, and program requirements, where applicable in the program. • Mitigating risk and implementing best practices consistent with industry standards; where applicable for program and role, coordinating investigations, incidents and response plans; keeping applicable Compliance Officer apprised of significant compliance events or incidents.• Where applicable to role and program, responsible for creation, implementation and alignment of oversight compliance program and/or surveillance program for Thrivent and its applicable affiliates with business strategies, operations and processes.• Conduct in-depth analysis and research of complex compliance related issues and has decision making authority to implement necessary resolutions.• Conduct principal review of marketing and advertising materials, including but not limited to print, digital, web, social media, video, audio, email, etc.• Develop and deliver certain Compliance training to home office and field staff.• Respond to questions, assists with internal and external audit requests, and provides support and education and training to home office and field staff on Compliance related matters, where applicable for entity and role.• Interpret and apply regulatory/Compliance requirements related to this function.

University of Rhode Island

BS, Accounting