Linda H.
Operational Risk/Control and Regulatory Compliance Professional; PMI
- Role
- Risk & Compliance Reporting & Governance Consultant at Discover
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Linda H.
Accomplished, Award-Winning Regulatory Compliance & Risk Professional with an invaluable amount of financial services experience, insurance, investment advisory, banking and broker-dealer organizations. I am looking for a Firm that requires world-class standards of excellence, productivity and consistent performance with someone who is proven to manage projects, provide business process analysis with attention to detail, and commitment to continuous oversight in all challenging compliance capacities. •Execution focused, results oriented with proven communication and relationship management skills. •Managed multiple highly visible projects, including strong prioritization and time management skills. •Ability to develop and maintain collaborative relationships within all levels of the organization, business partners, stakeholders, and regulators/examiners. •Strong diverse regulatory legal/compliance and corporate/operational risk/control knowledge and background. CORE COMPETENCIES Regulatory Supervisory Compliance Regulatory & Operational Risk Control Management Business Process Reengineering RCSA Governance & Oversight Control Testing & Validation Issue Management & Corrective Action Third Party Risk Management MSRB/CFPB/AML/KYC Trade and Branch Audit Examiner FRB/FDIC/OCC/SEC/FINRA/State Regulations PMI Project Management Retail and Institutional Product Development FINRA Series 7, 24, 51 & 66 Bilingual – Spanish TECH: Veritas, GRC ServiceNow, TRIMS, SHRP Archer, PORT, JIRA, Tableau, iGrafx, ORACLE, CMAX, CUBE Proficient - Microsoft Office Products; SharePoint, Excel (VLOOKUP, pivot tables), Teams, Visio, PowerPoint Electronic Order Entry Trade Systems, Client works, NETXPRO/360 clearing firm system (Pershing) WESTLAW LEXIS Redtail CRM & Imaging System SEC Blue Sky Reporters NAIC; ACLI; CCH; NILS
Experience
Risk & Compliance Reporting & Governance Consultant
Feb 2024 — Present
Education
Manchester Community College
Associate's Degree
Central Piedmont Community College
Certified Project Manager
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