Leo J. Kane
Enforcement / Investigations / Financial Regulation
- Role
- Compliance Counsel at CFP Board
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
Experience
Compliance Counsel
Nov 2015 — Present · Washington, DC, US
Conducting investigations and handling enforcement litigation on behalf of the Professional Standards Department at the Certified Financial Planner Board of Standards, Inc. CFP Board sets and enforces standards of excellence for financial advisers who have met the requirements to serve as CFPs - Certified Financial Planners.
Education
University of Virginia
B.A., With High Distinction, History, English, Religion
1981 — 1985
University of Virginia School of Law
J.D., Law
1986 — 1989
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