Lee Qiu

About Lee Qiu

Senior audit & risk management professional with over 15 years of cross-industry and cross-function experience, taking on increasing responsibilities including Risk Advisory Manager in Big 4 public accounting, Audit Manager at Fortune 200 corporate audit, and Chief Auditor at a pre-IPO trading technology company.Focus: fintech internal audit, IT audit, internal control, equity/futures/forex/fixed income trading, trading technologies/infrastructures/delivery models, global connectivities, market data distribution, ISO 27001 Information Security Management System, ISO 9001 Quality Management System, Sarbanes-Oxley (\"SOX\") readiness assessment & implementation, fintech controllership, financial management, enterprise risk assessment (\"ERA\"), process improvement, finance project PMO.Strong analytical orientation, excellent communication, and team management skills.

Experience

1. Audit & Compliance

   ION

   Oct 2017 — Present · New York, NY, US

Education

• University of Rochester - Simon Business School

  MBA, Finance & Corporate Accounting

  1998 — 2000

• University of Georgia - Terry College of Business

  Master of Business Administration (MBA)

• Fudan University

  Bachelor, Pharmaceutical Science

Skills

• Financial Accounting
• Process Improvement
• Management
• Financial Reporting
• Financial Statements
• Auditing
• Risk Assessment
• Internal Audit Transformation
• Sarbanes-Oxley Act
• Sox
• Accounting
• Internal Audit
• Financial Analysis
• Financial Audits
• Internal Controls
• Concur
• Leadership
• T&E
• Finance
• Enterprise Risk Management
• Operations Audit
• Risk Management
• Compliance
• Business Process Improvement
• Netsuite