Leah Bryce
AVP and Managing Director, Governance and Controls - Td Securities @TD
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WORK HISTORY
AVP and Managing Director, Governance and Controls - Td Securities @TD
Toronto, ON, CA
Responsible for leading a team providing oversight of risk and AML programs for TD Securities
EDUCATION
University of Toronto - Rotman School of Management
BComm, Accounting
SKILLS
ABOUT LEAH BRYCE
Seasoned executive and Chartered Professional Accountant with over 15 years experience in audit and over 8 years experience in risk management and controls oversight. Responsible for 1B (governance and controls) for TD Securities with focus on operational risk programs, AML oversight, and controls testing. Prior experience includes-1B (governance and controls) for TD Wealth with focus on operational risk programs, incident management, issues management, conduct risk and culture oversight, and controls testing-TD finance and expense leadership, performance measurement/management, advice and business intelligence to support Risk, Finance and other corporate functions-four years as AVP Internal Audit at TD Bank, overseeing audits of Corporate governance, risk, AML and compliance-ten years at PricewaterhouseCoopers LLP specializing in audits of financial statements for the Asset Management practice. As senior manager on audit engagements, my primary responsibilities included developing and executing audit plans, consulting and advising clients on the application of GAAP, implementing new accounting standards and assisting clients in preparing financial statements and disclosures. I was also actively involved in developing materials for use on broker dealer clients and facilitating the annual asset management and broker dealer auditing courses.
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