Layla Cavalcanti
Associate Manager, Regulatory & Supervision Pgim @PGIM
Signup · Get unlimited contacts
WORK HISTORY
Associate Manager, Regulatory & Supervision Pgim @PGIM
Lead broker-dealer oversight initiatives and cross-functional governance projects.Manage licensing and registration processes, regulatory reporting, and policy development.Conduct supervisory reviews and support compliance with FINRA and SEC regulations.Drive execution of strategic initiatives and support regulatory audits.
EDUCATION
Florida Atlantic University
Professional MBA
Florida Atlantic University
Bachelor's degree
ABOUT LAYLA CAVALCANTI
I am a dedicated professional with a strong foundation in regulatory and supervision practices within the financial industry. As a proud Latina, I bring a unique blend of cultural insight, ambition, and integrity to my work. With a wealth of experience in navigating the intricate regulatory landscape, I specialize in ensuring compliance and ethical practices in the financial sector. My journey has been shaped by a commitment to upholding the highest standards of transparency and fairness, making a meaningful impact on the industry. I am passionate about fostering diversity and inclusivity in every facet of my professional life. My background empowers me to bridge gaps and build connections among diverse stakeholders, promoting understanding and collaboration with the financial community. Driven by ambition, I thrive on challenges and view them as stepping stones to growth. My mission is to empower others to reach their full potential in the financial realm. I believe in the power of mentorship, education, and hard work to pave the way for future leaders.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.