Layla Cavalcanti

About Layla Cavalcanti

I am a dedicated professional with a strong foundation in regulatory and supervision practices within the financial industry. As a proud Latina, I bring a unique blend of cultural insight, ambition, and integrity to my work. With a wealth of experience in navigating the intricate regulatory landscape, I specialize in ensuring compliance and ethical practices in the financial sector. My journey has been shaped by a commitment to upholding the highest standards of transparency and fairness, making a meaningful impact on the industry. I am passionate about fostering diversity and inclusivity in every facet of my professional life. My background empowers me to bridge gaps and build connections among diverse stakeholders, promoting understanding and collaboration with the financial community. Driven by ambition, I thrive on challenges and view them as stepping stones to growth. My mission is to empower others to reach their full potential in the financial realm. I believe in the power of mentorship, education, and hard work to pave the way for future leaders.

Experience

1. Associate Manager, Regulatory & Supervision Pgim

   PGIM

   Sep 2023 — Present

   Lead broker-dealer oversight initiatives and cross-functional governance projects.Manage licensing and registration processes, regulatory reporting, and policy development.Conduct supervisory reviews and support compliance with FINRA and SEC regulations.Drive execution of strategic initiatives and support regulatory audits.

Education

• Florida Atlantic University

  Professional MBA

  2023

• Florida Atlantic University

  Bachelor's degree

  2008 — 2011