Lauren Shapiro

Finra Dispute Resolution Arbitrator @FINRA

Miami-Fort Lauderdale, FL, US
EMAILS
l•••••••@clglaws.com
MOBILE NUMBERS
+15•••••••64

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WORK HISTORY

Aug 2016 — Present

Finra Dispute Resolution Arbitrator @FINRA

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As an active industry (non-public) FINRA Arbitrator, I preside over cases and render final and binding decisions after carefully weighing the facts of each case. FINRA operates the largest dispute resolution forum in the securities industry. FINRA Dispute Resolution provides a fair, impartial and efficient system of resolution pertaining to securities and employment disputes between and among investors, brokerage firms and individual brokers.

SKILLS

Due DiligenceHedge FundsAlternative InvestmentsAnti Money LaunderingInvestmentsCivil LitigationComplianceCorporate Fraud InvestigationsFinanceFraudCorporate GovernanceFinraSec FilingsManagementFinancial RegulationLegal ResearchLegal WritingLitigationSecurities RegulationSecuritiesSec Financial ReportingFutures TradingForensic Analysis

ABOUT LAUREN SHAPIRO

Securities attorney licensed in Florida and New York with extensive experience in SEC and…

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Lauren Shapiro — Email, Phone Number & Contact Info | Unifers