Lauren S.
Principal Analyst at FINRA
- Role
- Principal Analyst, Ms Operations, Procedures, and Standards at FINRA
- Location
- Atlanta, GA, US
- LinkedIn followers
- 500 followers
About Lauren S.
Experienced Financial Analyst with a demonstrated history of working in the financial services industry. Skilled in Microsoft Office, Leadership and Customer Service. Completed my Masters in Business Administration at Iona University and currently working as an Operations Analyst.
Experience
Principal Analyst, Ms Operations, Procedures, and Standards
Aug 2024 — Present
Periodically assess procedures to determine if further development or updates are required, making recommendations as needed- Partner with key stakeholders to enhance and/or develop new processes, controls, and/or procedures- Participate in the regulatory change process for a subset of business units to ensure impact assessments are performed and necessary builds/updates occur- Develop and maintain content on Regulatory Operations systems and internal websites.
Education
John Jay College (CUNY)
Bachelor's degree, Fraud Examination and Financial Forensics
2016 — 2018
Iona University
Master of Business Administration - MBA
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