Laura Kraus
Chief Compliance Officer
- Role
- Assistant Director at Northwestern Mutual
- Location
- Milwaukee, WI, US
- LinkedIn followers
- 500 followers
Experience
Assistant Director
Aug 2003 — Present · Milwaukee, WI, US
Directed the team charged with conducting competitive research used to establish direction for key corporate strategy intended to drive improved sales integration throughout Northwestern Mutual’s field force.Oversaw day-to-day activities and functions of 15 registered representatives, 5 supervisors and 75 indirect supervisors throughout the organization.Subject matter expert and escalation contact for questions and issues pertaining to outside business activities, branch reviews and field supervision issues.
Education
University of Wisconsin-Milwaukee
Bachelor’s Degree, Political Science and Government, Peace Studies
1988 — 1991
Skills
- Operational Planning
- Strategic Planning
- People Management
- General Securities Sales Supervisor
- Competitive Intelligence
- General Securities Principal
- Training
- Insurance
- Photoshop
- Retirement Planning
- General Securities Registered Representative
- Microsoft Office
- Sales
- Investments
- Team Building
- Management
- Leadership
- Research
- Procedure Development
- Securities
- Customer Service
- Business Process Improvement
- Financial Services
- Powerpoint
- Mutual Funds
- Risk Management
- Leadership Development
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.