Laura Weirich

Examiner @Consumer Financial Protection Bureau

Council Bluffs, IA, US

Evaluates adequacy of Board and/or management oversight of the compliance program.• Evaluates adequacy of the regulated entity\'s compliance program, including policies, procedures, controls, staff expertise, and training.• Examines the regulated entity\'s audit procedures, reports, and work papers, if necessary.• Determines if the regulated entity is in compliance with applicable laws or regulations.• Conducts reviews to determine that the regulated entity does not have unfair, deceptive, or abusive acts or practices.• Conducts fair lending review (i.e. reviews loan samples for compliance with fair lending laws and ECOA to determine if the regulated entity is illegally discriminating in its treatment of customers).• Evaluates how computer application programs calculate interest and generate applicable disclosures.• Reviews regulated entity training records and course materials concerning initial and ongoing training for employees.• Assesses risk and prepares Risk Profile of regulated entity and affiliates.• Requests interim information and conducts analysis of data to assess risk changes.• Develops supervisory strategies and determines the scope of supervisory activities.• Supervises team of assisting personnel in conducting examinations.

University of Northern Iowa

Accounting

University of Nebraska at Omaha

BSBA