Larry Wielgus

WORK HISTORY

EDUCATION

ABOUT LARRY WIELGUS

Financial Services Executive – Product Planning & Project Management / Platform & Process Transformation Highly analytical and decisive executive with 30 years of progressive leadership experience directing organizational growth and launch of retail and institutional financial services products within startups and a Fortune 500 company. “Go-to” person at all Financial Services firms including Societe Generale, Herald, and UBSFS / PaineWebber bridging the gap between technology and business driving multiple global and domestic projects simultaneously. Articulate communicator with exceptional work ethic committed to organizational objectives and building relationships across organizations at all levels within fast paced, high pressure environments. Career Highlights:* Led seamless acquisition integration for Transaction Product Group within UBSFS encompassing all Equity, Options and Fixed Income assets. Oversaw asset transfer, sign-offs and desktop conversion to UBSFS platform and trading conversion for final days of closing acquisitions to ensure regulatory compliance.* Integrated Futures Product Group into broader Equity Product Group and restructured entire business to meet changing market landscape. Identified team expertise, mapped out timeline, technology required, drove entire process, and reduced staff while transitioning to electronic platform to increase client services.* Coordinated with Legal and Compliance for SEC, FINRA, and CFTC staff registrations, compliance with trading regulations, and best execution protocols. Served as Department Head on periodic CFTC trade and surveillance reports.* Collaborated with Compliance and Legal teams throughout career in Financial Services on platform implementation, reorganizing businesses, and optimizing flow of private and public client information.