Kyle Finlayson

Manager, Compliance Testing @Lendingclub

Salt Lake City, UT, US
EMAILS
k••••••••@lendingclub.com
MOBILE NUMBERS
+18•••••••42

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WORK HISTORY

Mar 2021 — Present

Manager, Compliance Testing @Lendingclub

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Lehi, UT, US

Lead independent, risk-based compliance reviews across consumer banking products to assess regulatory compliance and control effectiveness.• Interpret consumer protection regulations and evaluate alignment of business processes, risks, and controls.• Review workpapers and written reports, providing coaching and quality oversight to ensure clear documentation and well-supported conclusions.• Partner with management and senior leadership to validate issues and drive sustainable corrective actions.

EDUCATION

N/A

Brigham Young University

Bachelor of Science (BS), Accounting and Information Systems

SKILLS

AuditingAccountingOperational AuditsInternal ControlsBusiness Process ImprovementMeaningful UseItil CertifiedLeadershipProject ManagementIT ControlsFda MddsIT AuditPeoplesoft ImplementationPci DssFinancial ReportingInternal AuditHealthcareRisk AssessmentSarbanes-Oxley ActSarbanes-OxleyProcess Improvement

ABOUT KYLE FINLAYSON

Compliance and Internal Audit leader with deep experience delivering independent, risk-based assurance across consumer banking and healthcare environments. I bring an 18-year foundation in internal and external audit, combined with years of hands-on compliance leadership, to help organizations strengthen governance, risk management, and control effectiveness.Currently, I lead enterprise compliance reviews focused on consumer protection regulations within a bank environment, assessing end-to-end processes, control design and operating effectiveness, and regulatory alignment. My work emphasizes objective challenge, clear documentation, practical recommendations, and validation of sustainable corrective actions while maintaining professional independence.Earlier in my career, I performed and led financial, operational, IT, and compliance audits in highly regulated settings, working in accordance with professional audit standards. Over time, I expanded into compliance leadership roles to deepen regulatory expertise in privacy, security, and consumer compliance—experience I now bring back into audit-adjacent assurance work.I am known for my ability to interpret complex regulatory requirements, communicate risk clearly to management, review and coach on high-quality work product, and partner effectively with stakeholders to drive meaningful, lasting improvement.Core strengths include:• Internal audit & risk-based assurance• Consumer protection regulatory compliance• Control design & operating effectiveness• Issue remediation & validation• Audit documentation & workpaper review• Privacy & security compliance• Leadership, coaching & stakeholder partnershipAreas of focus include internal audit, compliance audit, consumer protection regulations, risk-based assurance, control effectiveness, and issue remediation in regulated banking environments.

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