Kyle Hendrickson
Senior Compliance Analyst at Voya Financial
- Role
- Senior Compliance Analyst at Voya Financial
- Location
- Omaha, NE, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
About Kyle Hendrickson
Currently hold Series 7, 24, 66, 53 FINRA securities licenses
Experience
Senior Compliance Analyst
Feb 2014 — Present · US
Responsible for the preparation and conducting of audits in OSJ offices and individual registered representative locations; write reports and monitor the remediation of exceptions.
Skills
- Finance
- Compliance Regulations
- Supervision
- Analysis
- Finra
- Compliance Research
- Rias
- Series 63
- Compliance
- Auditing
- Series 24
- Business Relationship Management
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