Kurt Wachholz

Practical Business-Oriented Compliance | BD / RIA / ERA / Private Fund | Purpose-Driven Training | Actionable Education | Strategic Risk Management | Sustainable Program Administration | Annual Reviews | OCCO

Role
Managing Director at Bates Group
Location
Beaufort, SC, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Kurt Wachholz

Passionate about developing competent compliance professionals and effective compliance programs. Compliance Consulting | Investment Adviser/Private Fund/Broker Dealer | Outsourced CCO | Annual Support | Annual Reviews | Registration & Filings | ICC Reviews | Compliance Training & Education.

Experience

  1. Managing Director

    Bates Group

    Sep 2021 — Present · US

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Kurt Wachholz — Managing Director at Bates Group in Beaufort, SC, US | Unifers