Kurt Wachholz
Practical Business-Oriented Compliance | BD / RIA / ERA / Private Fund | Purpose-Driven Training | Actionable Education | Strategic Risk Management | Sustainable Program Administration | Annual Reviews | OCCO
- Role
- Managing Director at Bates Group
- Location
- Beaufort, SC, US
- LinkedIn followers
- 500 followers
About Kurt Wachholz
Passionate about developing competent compliance professionals and effective compliance programs. Compliance Consulting | Investment Adviser/Private Fund/Broker Dealer | Outsourced CCO | Annual Support | Annual Reviews | Registration & Filings | ICC Reviews | Compliance Training & Education.
Experience
Managing Director
Sep 2021 — Present · US
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