Kriti Jain
Listing Approval Regulatory Operations Compliance @Nse India
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WORK HISTORY
Listing Approval Regulatory Operations Compliance @Nse India
Mumbai, IN
Overseeing the process of approving companies or entities seeking to list their securities on the exchange. This includes ensuring that the entities meet the regulatory, financial, and compliance requirements set by the NSE and other relevant authorities. It typically entails reviewing listing applications, verifying documentation, conducting due diligence, ensuring adherence to listing norms and corporate governance standards, and collaborating with internal teams to facilitate a smooth listing process. Ensuring that all activities comply with legal and regulatory guidelines, thereby maintaining the integrity and transparency of the exchange.
EDUCATION
Lachoo Memorial College of Science & Tech
Bachelor's degree
Principal L N Welingkar Institute of Management Development and Research L. N. Road, Opp. Matunga Gymkhana, Matunga (Central) Mumbai 400 019
Master of Business Administration - MBA
Welingkar Institute of Management
Master of Business Administration - MBA
ABOUT KRITI JAIN
Strategic and detail-oriented finance professional with over 3 years of experience in compliance, financial analysis, and business strategy across stock exchanges, banking, and wealth management. I bring hands-on expertise in managing IPOs, conducting M&A due diligence, and executing risk assessments that drive regulatory precision and operational efficiency I’ve successfully led initiatives involving high-value transactions, improved portfolio performance through data-driven insights, and implemented scalable digital solutions to streamline compliance functions. My approach blends analytical rigor with a deep understanding of regulatory frameworks—ensuring both governance and growth are aligned. With a postgraduate degree in Finance and a strong foundation in technology, I’m passionate about contributing to mission-driven organizations where integrity, innovation, and performance go hand in hand. I thrive in fast-paced environments and am driven by opportunities that challenge me to think critically, collaborate effectively, and create lasting impact.
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