Kristin Pauley

Attorney - Division of Enforcement at U.S. Securities and Exchange Commission

Role: Assistant Director - Enforcement Division at U.S. Securities And Exchange Commission
Location: Chicago, IL, US
LinkedIn followers: 500 followers

Public Administration & SafetyView LinkedIn profile

Experience

Assistant Director - Enforcement Division
U.S. Securities And Exchange Commission
Jan 2014 — Present · Chicago, IL, US

Education

Cornell University
BA, Government
1998 — 2002
Universitat Pompeu Fabra
Law
2005 — 2005
Cornell Law School
JD, Law
2003 — 2006
The London School of Economics and Political Science (LSE)
MSc Public Policy
2002 — 2003

Skills

Class Actions
White Collar Criminal Defense
Bankruptcy
Civil Litigation
Arbitration
Legal Writing
Litigation
Legal Research
Appeals
Securities Litigation
Commercial Litigation

Contact information

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Work email
•••••@sec.gov
Personal email
•••••@•••••.com
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Current company

U.S. Securities And Exchange Commission

Financial Services · 4.6K employees · Washington, District of Columbia, United States

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation\'s stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC\'s five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor\'s advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC\'s Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr

sec.gov

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Experience

Assistant Director - Enforcement Division

Education

Cornell University

Universitat Pompeu Fabra

Cornell Law School

The London School of Economics and Political Science (LSE)

Skills

Find verified contacts for anyone on LinkedIn