Kristen L. Gantt

Kristen L. Gantt

Head Processing Risk Strategic Programs Executive Risk Reporting @Citi

New York, NY, US
EMAILS
k••••••••@citi.com
MOBILE NUMBERS
+17•••••••06

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WORK HISTORY

Apr 2023 — Present

Head Processing Risk Strategic Programs Executive Risk Reporting @Citi

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New York, NY, US

Responsible for maturing the Processing Risk Framework built in my prior role as Head Processing Risk (PR) Framework & Governance in a newly developed role to lead Strategic Program and Executive Risk Reporting. Envisage continued transformation required to elevate the PR Framework to align with regulatory standards. Provide Program Management over execution of the vision within target timeframes.• Conceptualized the Processing Risk Oversight Model within the Framework to align with ERM/ORM, define specific requirements / projects required to enhance and mature risk oversight intelligence and reporting across PR, and centrally manage program initiatives covering dozens of projects across the PR Groups and individual project managers.• Serve as central Processing Risk Category Lead for Executive and Regulatory Risk Reporting. Designated as the central Internal Audit liaison / coordinator for the global Processing Risk Team. Successfully close any related regulatory gaps with Citi’s Regulatory Liaisons.• Maintain responsibility as Lead in developing PR Minimum Control Requirements / Reference Library as a requirement for high-risk business segments across Citi.• Maintain responsibility as Lead in development and enhancement of required PR Training for multi-lingual audiences across Citi’s global businesses / functions.

EDUCATION

1980 — 1983

Alfred Lerner College of Business & Economics at University of Delaware

Bachelor of Science, Finance: major / Economics: minor

1994 — 1995

Fairleigh Dickinson University

Accounting

SKILLS

Enterprise SoftwareBudgetsFinanceOutsourcingInternal AuditGovernanceFinancial RiskRisk Management ConsultingSoxStrategyRisk / Control TaxonomiesFixed IncomeInternal ControlsEgrc Technology SolutionsManagementRisk AssessmentSarbanes-Oxley ActRiskBasel IiOperational RiskIT AuditComplianceFinancial ServicesAuditingAmlAnti Money LaunderingBankingRisk ManagementBusiness ContinuitySecuritiesLeadershipEnterprise Risk ManagementAnalysis

ABOUT KRISTEN L. GANTT

Kristen is forward-looking risk management / ERM executive whose focus is to make a difference to companies seeking to optimize risk intelligence capabilities across their organizations through enhanced process / technology / frameworks. Since her involvement in the early evolution of risk-related technologies and GRC data structures, Kristen offers a unique value to companies seeking better execution of GRC approaches, through a combination of strategic perspective, know-how in navigating effective approaches in the roll-out of GRC-related technologies, coupled with a solid grounding in audit, risk and compliance management/advisory roles. Kristen currently introduces GRC-related technologies to, and oversees the execution/ultimate value delivery for global banks, asset mgmt, insurance, other industries. One customer is a global AMA Bank\'s ORM program, including support for CCAR. Kristen held 2nd and 3rd line of defense positions such as Sr Mgr / Director Internal Audit (including JPMorgan) & Dir ORM for US division of EU Inv Bank, and started & led several Risk Consulting practices, delivering risk and compliance advisory to multiple BFSIs. Forward-looking activites include: Key visionary in the creation of RiskBusiness Americas (RBA), a re-introduction of RiskBusiness International (Key Risk Indicator / Risk Taxonomy & data architectures & tools provider) to the BFS industry. Established the partnership between RBA and Thompson Reuters. Launching of the first Risk Advisory Practice at UHY Advisors NY. Instrumental in the opening of Jefferson Wells NYC (currently Experis) office in branding the company and delivering GRC/Tax solutions over to over 55 financial institutions in 7 years. Kristen is an Executive Committee member of SIFMA-Internal Auditors Society and member of RMA, IIA, GARP, PRMIA, and AICPA. She speaks at association events focusing on timely topics. Kristen holds her CPA in the State of New Jersey.

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