Krishna Man Singh

About Krishna Man Singh

A finance, compliance, and risk governance professional profile is demonstrated with over four years of experience supporting control testing, AML/CFT operations, internal controls, and regulatory compliance within global investment banking environments. Responsibilities are currently performed as a Client Maintenance Specialist at UBS Business Solutions India Pvt. Ltd, where coverage is provided across the client lifecycle, including onboarding, periodic reviews, change-driven reviews (CRR), and event-driven reviews (EDR), in alignment with international regulatory standards and internal control expectations.End-to-end customer due diligence activities are executed as part of control validation and risk assessment, including customer identification and verification, beneficial ownership analysis, risk classification, sanctions screening, and AML assessments. Complex client structures, high-risk entities, and cross-border relationships are systematically evaluated to assess control design and operating effectiveness against regulatory frameworks such as FATF recommendations, EU AML Directives, Basel principles, and the U.S. PATRIOT Act.Beyond execution, involvement is maintained in governance and control-oriented activities. Process gaps are assessed, workflows are reviewed, and structured documentation is prepared to support internal audits, regulatory examinations, and compliance testing reviews. Contributions are made toward drafting and refining Standard Operating Procedures for CRR and EDR processes, strengthening audit traceability and risk governance.Extensive coordination is undertaken with cross-functional stakeholders including Financial Crime Compliance, Legal, Procurement, MIS, Operations, and senior management. Strong analytical capability is applied through Advanced Excel and Power BI to analyze testing results, track issues, and support governance reporting and audit planning. Professional credentials include Certified Anti-Money Laundering Specialist (CAMS), reinforcing a risk-focused and control-driven approach.

Experience

1. Analyst (Investment Banking Operations)

   UBS

   Jul 2021 — Present · IN

Education

• Bangalore University

  Bachelor of Business Administration - BBA, Accounting and Finance

  2014 — 2017

• The Institute of Company Secretaries of India

  Company Secretary, Finance, Accounting, Auditing, Business Laws, etc.

  2017

• ICFAI Business School

  Master of Business Administration - MBA, Finance, General

  2019 — 2021

• Kendriya Vidyalaya

  Senior Secondary, Science (PCMB)

  2007 — 2013