Kora Franco
Deutsche Bank
- Role
- Vice President - Control Testing & Assurance (Compliance Testing) at Deutsche Bank
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Kora Franco
Founder, Aesthetic Wines and Aesthetic for HER (digital and IRL elevated experiences)|…
Experience
Vice President - Control Testing & Assurance (Compliance Testing)
Mar 2023 — Present · New York, NY, US
Lead and/or support compliance reviews from end-to-end (Planning/Scoping, Fieldwork, Reporting) such as: Regulation Z (TILA), Regulation X (RESPA), Regulation E (EFTA), UDAP/UDAAP, Regulation O (Loans to Executive Officers, Directors, and Principal Shareholder of Member Banks), Regulation D (Reserve Requirements of Depository Institutions), Regulation W (Affiliate Transactions), Regulation G (SAFE Act), Regulation C (HMDA), and Client Suitability to assess and review compliance with legal regulatory and internal firm policy requirements application to Deutsche Bank products and services in the Americas. • Develop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks.• Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region. • Identify Compliance risks inherent in a business or process and access whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risk. • Prepare and distribute reports to senior management detailing review findings and recommendations.• Perform Issue Management to ensure that any identified issues were remediated in a sustainable manner.
Education
Columbia University
Bootcamp, Cybersecurity
Franklin University
Master's degree, Business Administration
2013 — 2015
Franklin University
Bachelor's degree, Financial Management
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